Policy Prism AI

Ambulatory Surgical Services

Federal

Ambulatory Surgical Services

54 provisions · Centers for Medicare & Medicaid Services

Provisions

Citable source units

42 CFR § 416.1Scope ApplicabilityReimbursement Payment

Basis and scope.

This section outlines the statutory basis and scope for Medicare coverage and payment of facility services in ambulatory surgical centers.

Group

Definitions Scope Authority

Category

Scope Applicability

Domain

Surgery

Topics

Ambulatory surgical center scope, Medicare part b coverage, Statutory basis for payment

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42 CFR § 416.120Reimbursement PaymentSurgery Procedural Services

Basis for payment.

The basis for payment depends on where the services are furnished.

Group

Payment Program Integrity

Category

Reimbursement Payment

Domain

Billing Reimbursement

Topics

Ambulatory surgical center payment, Prospective payment rates, Surgical procedure billing

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42 CFR § 416.121Scope Applicability

Applicability.

This provision specifies that the subpart applies to facility services furnished before January 1, 2008.

Group

Definitions Scope Authority

Category

Scope Applicability

Domain

Surgery

Topics

Applicability date, Historical regulation

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42 CFR § 416.125Reimbursement Payment

ASC facility services payment rate.

This section defines the methodology for determining prospectively set payment rates for ambulatory surgical center facility services.

Group

Payment Program Integrity

Category

Reimbursement Payment

Domain

Surgery

Topics

Asc payment rates, Prospective payment methodology, Facility service reimbursement

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42 CFR § 416.130Reimbursement Payment

Publication of revised payment methodologies.

CMS is required to publish notices in the Federal Register when proposing or establishing revisions to ambulatory surgical center payment rates.

Group

Payment Program Integrity

Category

Reimbursement Payment

Domain

Billing Reimbursement

Topics

Payment methodology notice, Federal register publication, Rate revision process

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42 CFR § 416.140Cost ReportingGeneral Operations

Surveys.

ASCs must maintain financial records and submit operational data upon request for CMS to analyze and reevaluate payment rates.

Group

Payment Program Integrity

Category

Cost Reporting

Domain

Billing Reimbursement

Topics

Asc financial records, Cms survey requirements, Operational data reporting

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42 CFR § 416.160Scope ApplicabilityReimbursement Payment

Basis and scope.

This section details the statutory basis and scope for the revised payment system for surgical services in ambulatory surgical centers.

Group

Definitions Scope Authority

Category

Scope Applicability

Domain

Surgery

Topics

Revised payment system scope, Statutory basis for payment, Preventive services payment

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42 CFR § 416.161Scope Applicability

Applicability of this subpart.

The provisions of this subpart apply to ASC services furnished on or after January 1, 2008.

Group

Definitions Scope Authority

Category

Scope Applicability

Domain

Surgery

Topics

Applicability date, Current regulation scope

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42 CFR § 416.163Reimbursement Payment

General rules.

This section establishes general rules for payment of ASC services, physician services, and other items in connection with covered surgical procedures.

Group

Payment Program Integrity

Category

Reimbursement Payment

Domain

Surgery

Topics

Asc payment rules, Physician service payment, Covered surgical procedures

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42 CFR § 416.164Surgery Procedural ServicesReimbursement Payment

Scope of ASC services.

This section defines the scope of included facility services, covered ancillary services, and excluded services for ASC payment purposes.

Group

Clinical Services

Category

Surgery Procedural Services

Domain

Surgery

Topics

Asc service scope, Covered ancillary services, Excluded surgical services

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42 CFR § 416.166Surgery Procedural ServicesReimbursement Payment

Covered surgical procedures.

This provision defines the criteria and safety standards for surgical procedures covered under the Medicare Ambulatory Surgical Center (ASC) payment system.

Group

Clinical Services

Category

Surgery Procedural Services

Domain

Surgery

Topics

Asc covered procedures, Surgical safety standards, Medicare surgical coverage

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42 CFR § 416.167Reimbursement PaymentSurgery Procedural Services

Basis of payment.

This provision establishes the unit of payment and the methodology for classifying ASC services into Ambulatory Payment Classification (APC) groups for Medicare reimbursement.

Group

Payment Program Integrity

Category

Reimbursement Payment

Domain

Billing Reimbursement

Topics

Asc payment methodology, Ambulatory payment classification, Medicare reimbursement basis

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42 CFR § 416.171Reimbursement PaymentCompliance Programs

Determination of payment rates for ASC services.

This provision details the standard methodology, conversion factors, and adjustments used to calculate national unadjusted payment rates for ASC services.

Group

Payment Program Integrity

Category

Reimbursement Payment

Domain

Billing Reimbursement

Topics

Asc payment rates, Conversion factor calculation, Quality reporting payment adjustment

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42 CFR § 416.172Reimbursement PaymentSurgery Procedural Services

Adjustments to national payment rates.

This provision establishes the methodology for adjusting Medicare payment rates for ambulatory surgical center services, including geographic adjustments, multiple procedure discounting, and interrupted procedure policies.

Group

Payment Program Integrity

Category

Reimbursement Payment

Domain

Billing Reimbursement

Topics

Asc payment adjustments, Medicare reimbursement, Geographic wage index

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42 CFR § 416.173Reimbursement Payment

Publication of revised payment methodologies and payment rates.

CMS annually publishes updated payment methodologies, rates, and lists of covered surgical procedures and ancillary services for ambulatory surgical centers.

Group

Payment Program Integrity

Category

Reimbursement Payment

Domain

Billing Reimbursement

Topics

Asc payment updates, Annual rulemaking, Covered surgical procedures

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42 CFR § 416.174Reimbursement PaymentPharmacy Medication

Payment for non-opioid pain management drugs, biologicals, and medical devices.

This provision defines eligibility and payment amounts for separate reimbursement of non-opioid pain management drugs, biologicals, and medical devices in ambulatory surgical centers.

Group

Payment Program Integrity

Category

Reimbursement Payment

Domain

Billing Reimbursement

Topics

Non Opioid pain management, Separate payment eligibility, Asc drug reimbursement

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42 CFR § 416.178Reimbursement Payment

Limitations on administrative and judicial review.

This provision specifies that certain ASC payment-related determinations, such as classification systems and relative weights, are not subject to administrative or judicial review.

Group

Payment Program Integrity

Category

Reimbursement Payment

Domain

Billing Reimbursement

Topics

Judicial review limitations, Administrative appeal restrictions, Payment methodology finality

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42 CFR § 416.179Reimbursement Payment

Payment and coinsurance reduction for devices replaced without cost or when full or partial credit is received.

CMS mandates reductions in ASC payments and beneficiary coinsurance when implanted devices are replaced without cost or when the facility receives credit for the device.

Group

Payment Program Integrity

Category

Reimbursement Payment

Domain

Billing Reimbursement

Topics

Device replacement credit, Payment reduction, Coinsurance adjustment

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42 CFR § 416.180Scope ApplicabilityReimbursement Payment

Basis and scope.

This provision outlines the legal basis and scope for payment adjustments for new technology intraocular lenses furnished at ambulatory surgical centers.

Group

Definitions Scope Authority

Category

Scope Applicability

Domain

Billing Reimbursement

Topics

New technology iol, Payment adjustment scope, Regulatory basis

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42 CFR § 416.185Reimbursement Payment

Process for establishing a new class of new technology IOLs.

This provision details the annual process for CMS to announce deadlines, solicit public comments, and make determinations regarding new classes of new technology intraocular lenses.

Group

Payment Program Integrity

Category

Reimbursement Payment

Domain

Billing Reimbursement

Topics

New technology iol classification, Public comment process, Annual determination

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42 CFR § 416.190Reimbursement Payment

Request for review of payment amount.

This provision specifies the requirements, eligibility, and content for submitting a request to CMS for review of the payment amount for new technology intraocular lenses.

Group

Payment Program Integrity

Category

Reimbursement Payment

Domain

Billing Reimbursement

Topics

Payment review request, New technology iol, Confidential information

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42 CFR § 416.195Reimbursement PaymentSurgery Procedural Services

Determination of membership in new classes of new technology IOLs.

CMS establishes criteria for determining whether an intraocular lens (IOL) qualifies for a payment adjustment as a new technology IOL when inserted at an ambulatory surgical center.

Group

Payment Program Integrity

Category

Reimbursement Payment

Domain

Surgery

Topics

New technology iol, Intraocular lens payment, Asc payment adjustment

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42 CFR § 416.2Definitions ContextFacility Type Definitions

Definitions.

This section defines key terms used in the regulation of ambulatory surgical centers, including ASC services, covered surgical procedures, and facility services.

Group

Definitions Scope Authority

Category

Definitions Context

Domain

Facility Operations

Topics

Asc definitions, Covered surgical procedures, Facility services

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42 CFR § 416.200Reimbursement Payment

Payment adjustment.

This section outlines the process for ASCs to receive payment adjustments for new technology intraocular lenses, including billing requirements and duration of adjustments.

Group

Payment Program Integrity

Category

Reimbursement Payment

Domain

Billing Reimbursement

Topics

Iol payment adjustment, Asc billing codes, New technology iol reimbursement

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42 CFR § 416.25Provider CertificationScope Applicability

Basic requirements.

This section establishes the fundamental requirements for a facility to participate as an ambulatory surgical center, including meeting definitions and maintaining a CMS agreement.

Group

Licensure Certification Accreditation

Category

Provider Certification

Domain

Facility Operations

Topics

Asc participation requirements, Cms provider agreement, Facility eligibility

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42 CFR § 416.26Accreditation ApprovalSurvey Certification Enforcement

Qualifying for an agreement.

This section outlines the process for ASCs to qualify for a Medicare agreement, including deemed status through accreditation, survey requirements, and appeal rights.

Group

Licensure Certification Accreditation

Category

Accreditation Approval

Domain

Governance Quality

Topics

Asc accreditation, Deemed status, State survey agency

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42 CFR § 416.30Provider CertificationReimbursement Payment

Terms of agreement with CMS.

As part of the agreement under § 416.26 the ASC must agree to the following:

Group

Licensure Certification Accreditation

Category

Provider Certification

Domain

Billing Reimbursement

Topics

Cms provider agreement, Beneficiary billing limitations, Medicare refund requirements

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42 CFR § 416.300Quality GovernanceReimbursement Payment

Basis and scope of subpart.

This section establishes the statutory basis and scope for the Ambulatory Surgical Center Quality Reporting (ASCQR) Program, including payment update reductions for non-reporting.

Group

Governance Quality Compliance

Category

Quality Governance

Domain

Governance Quality

Topics

Ascqr program, Quality reporting requirements, Payment update reduction

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42 CFR § 416.305Quality Governance

Participation and withdrawal requirements under the ASCQR Program.

This section details the rules for participation, withdrawal, and minimum case volume requirements for the ASCQR Program, including exceptions for certain facilities.

Group

Governance Quality Compliance

Category

Quality Governance

Domain

Governance Quality

Topics

Ascqr participation, Ascqr withdrawal, Minimum case volume

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42 CFR § 416.310Quality GovernanceMedical Records

Data collection and submission requirements under the ASCQR Program.

This section specifies the data collection, submission mechanisms, deadlines, and extraordinary circumstance exceptions for the ASCQR Program, including claims-based and web-based measures.

Group

Governance Quality Compliance

Category

Quality Governance

Domain

Governance Quality

Topics

Ascqr data submission, Quality data codes, Oas cahps survey

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42 CFR § 416.315Quality GovernanceReimbursement Payment

Public reporting of data under the ASCQR Program.

CMS publicly reports data submitted by Ambulatory Surgical Centers for the ASCQR Program after providing the facility an opportunity to review the data.

Group

Governance Quality Compliance

Category

Quality Governance

Domain

Governance Quality

Topics

Asc quality reporting, Public data disclosure, Cms quality program

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42 CFR § 416.320Quality GovernancePatient Safety Events

Retention and removal of quality measures under the ASCQR Program.

CMS establishes criteria and processes for retaining, suspending, or removing quality measures from the ASCQR Program based on safety, clinical relevance, and performance factors.

Group

Governance Quality Compliance

Category

Quality Governance

Domain

Governance Quality

Topics

Quality measure maintenance, Asc quality reporting, Measure removal criteria

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42 CFR § 416.325Quality Governance

Measure maintenance under the ASCQR Program.

CMS outlines the procedures for updating measure specifications, distinguishing between substantive and non-substantive changes for the ASCQR Program.

Group

Governance Quality Compliance

Category

Quality Governance

Domain

Governance Quality

Topics

Quality measure updates, Substantive change process, Asc quality reporting

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42 CFR § 416.330Reimbursement PaymentQuality Governance

Reconsiderations under the ASCQR Program.

Ambulatory Surgical Centers may request reconsideration of CMS decisions regarding ASCQR Program compliance and payment determinations through a formal submission process.

Group

Payment Program Integrity

Category

Reimbursement Payment

Domain

Billing Reimbursement

Topics

Ascqr program appeals, Payment determination reconsideration, Cms compliance process

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42 CFR § 416.35Survey Certification EnforcementGeneral Operations

Termination of agreement.

This provision outlines the procedures for voluntary and involuntary termination of an ASC's Medicare participation agreement, including notice requirements and reinstatement conditions.

Group

Governance Quality Compliance

Category

Survey Certification Enforcement

Domain

Facility Operations

Topics

Medicare agreement termination, Voluntary facility closure, Medicare participation

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42 CFR § 416.40Facility Licensure

Condition for coverage—Compliance with State licensure law.

Ambulatory Surgical Centers are required to maintain compliance with all applicable State licensure requirements as a condition for Medicare coverage.

Group

Licensure Certification Accreditation

Category

Facility Licensure

Domain

Facility Operations

Topics

State licensure compliance, Facility certification

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42 CFR § 416.41Medical Staff GovernanceFacility Operations

Condition for coverage—Governing body and management.

The ASC must have a governing body that assumes legal responsibility for operations, quality oversight, disaster preparedness, and emergency transfer procedures.

Group

Governance Quality Compliance

Category

Medical Staff Governance

Domain

Governance Quality

Topics

Governing body oversight, Contracted services management, Emergency transfer procedures

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42 CFR § 416.42Surgery Procedural ServicesNursing Services

Condition for coverage—Surgical services.

Surgical procedures must be performed by qualified physicians with clinical privileges, and anesthesia services must be administered by qualified personnel with appropriate risk evaluation.

Group

Clinical Services

Category

Surgery Procedural Services

Domain

Surgery

Topics

Surgical clinical privileges, Anesthesia risk evaluation, Anesthesia administration

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42 CFR § 416.43Quality GovernancePatient Safety Events

Conditions for coverage—Quality assessment and performance improvement.

The ASC must maintain a data-driven QAPI program that monitors patient outcomes, safety, and infection control, with oversight from the governing body.

Group

Governance Quality Compliance

Category

Quality Governance

Domain

Governance Quality

Topics

Quality assessment and performance improvement, Adverse event tracking, Preventive strategies

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42 CFR § 416.44Physical EnvironmentLife Safety

Condition for coverage—Environment.

The ASC must maintain a safe, sanitary, and properly equipped environment that meets life safety and building code requirements to protect patient health.

Group

Physical Environment Life Safety

Category

Physical Environment

Domain

Facility Operations

Topics

Ambulatory surgical center environment, Life safety code compliance, Emergency equipment

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42 CFR § 416.45Medical Staff GovernanceGeneral Operations

Condition for coverage—Medical staff.

The medical staff of the ASC must be accountable to the governing body and maintain established processes for clinical privileges and practitioner oversight.

Group

Governance Quality Compliance

Category

Medical Staff Governance

Domain

Medical Staff

Topics

Medical staff accountability, Clinical privileges, Medical staff reappraisal

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42 CFR § 416.46Nursing ServicesEmergency Services

Condition for coverage—Nursing services.

The ASC must ensure nursing services are directed and staffed to meet patient needs, including the availability of a registered nurse for emergencies.

Group

Clinical Services

Category

Nursing Services

Domain

Nursing

Topics

Nursing service staffing, Nursing standards of practice, Emergency nursing availability

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42 CFR § 416.47Medical RecordsSurgery Procedural Services

Condition for coverage—Medical records.

The ASC must maintain complete, accurate, and legible medical records for each patient, including specific documentation requirements for surgical procedures.

Group

Records Health Information

Category

Medical Records

Domain

Records

Topics

Medical record documentation, Patient record content, Surgical record requirements

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42 CFR § 416.48Pharmacy MedicationNursing Services

Condition for coverage—Pharmaceutical services.

The ASC must provide drugs and biologicals safely under the direction of a designated individual, following established standards for administration and documentation.

Group

Clinical Services

Category

Pharmacy Medication

Domain

Pharmacy

Topics

Pharmaceutical services, Drug administration, Medication safety

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42 CFR § 416.49Laboratory ServicesRadiology Imaging

Condition for coverage—Laboratory and radiologic services.

The ASC must ensure that laboratory and radiologic services are provided in accordance with applicable certification and quality standards.

Group

Clinical Services

Category

Laboratory Services

Domain

Laboratory

Topics

Radiologic services, Diagnostic service standards

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42 CFR § 416.50Patient RightsConsent Advance Directives

Condition for coverage—Patient rights.

The ASC must inform patients of their rights, protect those rights, and maintain processes for grievances, advance directives, and privacy.

Group

Patient Rights Safety

Category

Patient Rights

Domain

Patient Rights

Topics

Patient rights notice, Advance directives, Grievance procedures

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42 CFR § 416.51Infection PreventionQuality Governance

Conditions for coverage—Infection control.

The ASC must maintain an ongoing infection control program designed to prevent, control, and investigate infections and communicable diseases.

Group

Clinical Services

Category

Infection Prevention

Domain

Governance Quality

Topics

Infection control program, Sanitary environment, Communicable disease prevention

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42 CFR § 416.52Surgery Procedural ServicesPatient Rights

Conditions for coverage—Patient admission, assessment and discharge.

Ambulatory Surgical Centers must ensure patients receive appropriate pre-surgical and post-surgical assessments and that all discharge requirements are met.

Group

Clinical Services

Category

Surgery Procedural Services

Domain

Surgery

Topics

Patient admission, Surgical assessment, Discharge planning

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42 CFR § 416.54Emergency PreparednessIncident Reporting

Condition for coverage—Emergency preparedness.

Ambulatory Surgical Centers must establish and maintain an emergency preparedness program that includes a risk assessment, policies, communication plan, and training.

Group

Physical Environment Life Safety

Category

Emergency Preparedness

Domain

Facility Operations

Topics

Emergency preparedness plan, Disaster response, Emergency communication

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42 CFR § 416.60Reimbursement PaymentScope Applicability

General rules.

This provision defines the scope of facility services payable under Medicare for surgical procedures performed in participating facilities.

Group

Payment Program Integrity

Category

Reimbursement Payment

Domain

Billing Reimbursement

Topics

Facility services coverage, Medicare payment rules

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42 CFR § 416.61Reimbursement PaymentSurgery Procedural Services

Scope of facility services.

This provision outlines the specific items and services included in and excluded from facility services for Medicare payment purposes.

Group

Payment Program Integrity

Category

Reimbursement Payment

Domain

Billing Reimbursement

Topics

Facility services scope, Covered surgical services, Excluded services

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42 CFR § 416.65Reimbursement PaymentSurgery Procedural Services

Covered surgical procedures.

Effective for services furnished before January 1, 2008, covered surgical procedures are those procedures that meet the standards described in paragraphs (a) and (b) of this section and are included in the list published in accordance wi...

Group

Payment Program Integrity

Category

Reimbursement Payment

Domain

Surgery

Topics

Ambulatory surgical center coverage, Surgical procedure standards, Medicare covered procedures

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42 CFR § 416.75Surgery Procedural ServicesScope Applicability

Performance of listed surgical procedures on an inpatient hospital basis.

The inclusion of a procedure as a covered surgical procedure for ASCs does not preclude its coverage in an inpatient hospital setting.

Group

Clinical Services

Category

Surgery Procedural Services

Domain

Surgery

Topics

Inpatient surgical procedures, Medicare coverage

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42 CFR § 416.76Scope Applicability

Applicability.

This provision specifies that the subpart applies to facility services furnished before January 1, 2008.

Group

Definitions Scope Authority

Category

Scope Applicability

Domain

Not Service Specific

Topics

Regulatory applicability, Historical scope

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